Assessment of ASX Clearing and Settlement Facilities September 2017

Contents

Assessment Report

Download the Assessment 801KB

• Executive Summary
• Summary of Regulatory Priorities
• Material Developments
• Special Topic on CCP Margin Arrangements
• Appendix A: Continuous Improvements
• Appendix B: Background Information
• Appendix C: Detailed Assessment against the Financial Stability Standards
• Appendix C1: ASX Central Counterparties Download 1MB
  • Overview
  • Standard 1
  • Standard 2
  • Standard 3
  • Standard 4
  • Standard 5
  • Standard 6
  • Standard 7
  • Standard 8
  • Standard 9
  • Standard 10
  • Standard 11
  • Standard 12
  • Standard 13
  • Standard 14
  • Standard 15
  • Standard 16
  • Standard 17
  • Standard 18
  • Standard 19
  • Standard 20
  • Standard 21
• Appendix C2: ASX Securities Settlement Facilities Download 737KB
  • Overview
  • Standard 1
  • Standard 2
  • Standard 3
  • Standard 4
  • Standard 5
  • Standard 6
  • Standard 7
  • Standard 8
  • Standard 9
  • Standard 10
  • Standard 11
  • Standard 12
  • Standard 13
  • Standard 14
  • Standard 15
  • Standard 16
  • Standard 17
  • Standard 18
  • Standard 19

ISSN 2201-1226 (Online)