Assessment of ASX Clearing and Settlement Facilities September 2018

Contents

Assessment Report

Download the Assessment 844KB

• Executive Summary
• Summary of Regulatory Priorities
• Material Developments
• Review of ASX's Technology Governance and Operational Risk and Control Framework
• Special Topic – CCP Resilience Guidance
• Appendix A: 2017 Areas of Supervisory Focus
• Appendix B: Background Information
• Appendix C: Detailed Assessment against the Financial Stability Standards
• C1. Financial Stability Standards for Central Counterparties

  • Overview
  • Standard 1
  • Standard 2
  • Standard 3
  • Standard 4
  • Standard 5
  • Standard 6
  • Standard 7
  • Standard 8
  • Standard 9
  • Standard 10
  • Standard 11
  • Standard 12
  • Standard 13
  • Standard 14
  • Standard 15
  • Standard 16
  • Standard 17
  • Standard 18
  • Standard 19
  • Standard 20
  • Standard 21
  PDF 0.99MB
• C2. Financial Stability Standards for Securities Settlement Facilities

  • Overview
  • Standard 1
  • Standard 2
  • Standard 3
  • Standard 4
  • Standard 5
  • Standard 6
  • Standard 7
  • Standard 8
  • Standard 9
  • Standard 10
  • Standard 11
  • Standard 12
  • Standard 13
  • Standard 14
  • Standard 15
  • Standard 16
  • Standard 17
  • Standard 18
  • Standard 19
  PDF 759KB

ISSN 2201-1226 (Online)