Assessment of ASX Clearing and Settlement Facilities September 2019

Contents

Assessment Report

Download the Assessment 844KB

• Executive Summary
• Summary of Regulatory Priorities
• Material Developments
  • Box A: Progress implementing CCP Resilience Guidance
  • Box B: Findings from the 2018 Financial Sector Assessment Program
  • Box C: Nasdaq Clearing AB Member Default
  • Box D: Self-assessment against Findings of APRA's Prudential Inquiry into the Commonwealth Bank of Australia
• Special Topic – Legal Basis
• Appendix A: 2018 Areas of Supervisory Focus
• Appendix B: Background Information
• Appendix C: Detailed Assessment against the Financial Stability Standards
• C1. Financial Stability Standards for Central Counterparties Download 1.10MB
• C2. Financial Stability Standards for Securities Settlement Facilities Download 805KB
• Abbreviations

ISSN 2201-1226 (Online)