Assessment of ASX Clearing and Settlement Facilities September 2021

Contents

Download the Assessment 1.49MB

• Executive Summary
• Summary of Regulatory Priorities
• Material Developments
  • Box A: Progress implementing CCP Resilience Guidance
  • Box B: International work on margin practices
  • Box C: Multi-CCP fire drill
  • Box D: Enhanced FMI data reporting
• Operational Incident Management
• Special Topics – Governance and Risk Management Framework
• Appendix A: 2020 Areas of Supervisory Focus
• Appendix B: Background Information
• Appendix C: The Assessment Framework
• Abbreviations

ISSN 2201-1226 (Online)